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SEDI Insider filing browser
| Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
|---|---|---|---|---|---|---|
| Filed 2024-03-28 20:03 Tx date 2024-03-06 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: 1000751017 Ontario Inc. (Indirect Ownership)
|
Class A Limited Voting Shares
10 - Acquisition or disposition in the public market
|
$1,427,750
+25,000 vol $57.11 each |
25,000 | |
| Filed 2024-03-28 20:02 Tx date 2024-03-27 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: 1000751017 Ontario Inc. (Indirect Ownership)
|
Class A Limited Voting Shares
10 - Acquisition or disposition in the public market
|
$2,257,600
+40,000 vol $56.44 each |
105,000 | |
| Filed 2024-03-28 20:01 Tx date 2024-03-26 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: 1000751017 Ontario Inc. (Indirect Ownership)
|
Class A Limited Voting Shares
10 - Acquisition or disposition in the public market
|
$2,265,600
+40,000 vol $56.64 each |
65,000 | |
| Filed 2024-03-28 19:59 Tx date 2022-12-09 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: 1000751017 Ontario Inc. (Indirect Ownership)
|
Class A Limited Voting Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2024-03-28 19:59 Tx date 2023-12-15 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Class A Limited Voting Shares
90 - Change in the nature of ownership
|
+54,029 vol |
160,262 | |
| Filed 2024-03-28 19:58 Tx date 2023-12-15 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Direct Ownership
|
Class A Limited Voting Shares
90 - Change in the nature of ownership
|
-54,029 vol |
1,514,954 | |
| Filed 2024-03-28 19:55 Tx date 2024-01-18 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 1000751017 Ontario Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
36 - Conversion or exchange
|
+434,395 vol |
479,598 | |
| Filed 2024-03-28 19:52 Tx date 2024-03-25 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 1000751017 Ontario Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
$4,390,128
+103,500 vol $42.42 each |
583,098 | |
| Filed 2024-03-28 19:50 Tx date 2024-01-01 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 1000751017 Ontario Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
90 - Change in the nature of ownership
|
+45,203 vol |
45,203 | |
| Filed 2024-03-28 19:49 Tx date 2003-04-07 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 1000751017 Ontario Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2024-03-28 19:48 Tx date 2024-01-01 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 2518565 Ontario Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
90 - Change in the nature of ownership
|
-45,203 vol |
0 | |
| Filed 2024-03-11 23:10 Tx date 2024-03-06 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Direct Ownership
|
Class A Limited Voting Shares
10 - Acquisition or disposition in the public market
|
$1,427,750
+25,000 vol $57.11 each |
||
| Filed 2024-01-22 15:28 Tx date 2024-01-18 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 2518565 Ontario Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
36 - Conversion or exchange
|
+434,395 vol |
||
| Filed 2024-03-11 23:30 Tx date 2024-03-06 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Class A-1 Exchangeable Non-Voting Shares
10 - Acquisition or disposition in the public market
|
$-589,709.60
-10,480 vol $56.27 each |
0 | |
| Filed 2024-03-11 23:29 Tx date 2024-03-06 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
10 - Acquisition or disposition in the public market
|
$-265,888
-4,748 vol $56.00 each |
0 | |
| Filed 2024-03-11 23:23 Tx date 2023-11-27 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
35 - Stock dividend
|
+1,333 vol |
4,748 | |
| Filed 2024-03-11 23:18 Tx date 2023-11-27 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Class A-1 Exchangeable Non-Voting Shares
35 - Stock dividend
|
+10,480 vol |
10,480 | |
| Filed 2024-03-11 23:15 Tx date 2024-03-06 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Common Shares Class A Limited Voting
10 - Acquisition or disposition in the public market
|
$-1,403,250
-25,000 vol $56.13 each |
526,418 | |
| Filed 2024-03-11 23:13 Tx date 2024-03-06 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
10 - Acquisition or disposition in the public market
|
$1,404,250
+25,000 vol $56.17 each |
6,567,437 | |
| Filed 2024-03-11 23:11 Tx date 2024-03-06 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 CANADA INC. (Indirect Ownership)
|
Class A Limited Voting Shares
10 - Acquisition or disposition in the public market
|
$-1,422,500
-25,000 vol $56.90 each |
113,708 | |
| Filed 2024-03-11 23:10 Tx date 2024-03-06 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Direct Ownership
|
Class A Limited Voting Shares
10 - Acquisition or disposition in the public market
|
$1,427,750
+25,000 vol $57.11 each |
1,563,719 | |
| Filed 2023-12-01 17:26 Tx date 2023-11-27 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Class A-1 Exchangeable Non-Voting Shares
35 - Stock dividend
|
+4,271 vol |
||
| Filed 2023-12-01 17:25 Tx date 2023-11-27 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
35 - Stock dividend
|
+444 vol |
||
| Filed 2024-03-11 11:10 Tx date 2024-03-06 |
$BIPC
Brookfield Infrastructure Corporation |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Subordinate Voting Shares Class A Exchangeable
10 - Acquisition or disposition in the public market
|
$309,322
+6,601 vol $46.86 each |
8,053 | |
| Filed 2024-03-11 11:10 Tx date 2024-03-06 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Limited Partnership Units
10 - Acquisition or disposition in the public market
|
$2,310,804
+59,419 vol $38.89 each |
72,491 | |
| Filed 2024-03-11 11:09 Tx date 2024-03-06 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Limited Partnership Units
10 - Acquisition or disposition in the public market
|
$869,849
+22,500 vol $38.66 each |
63,890 | |
| Filed 2024-02-21 17:51 Tx date 2024-02-16 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
90 - Change in the nature of ownership
|
+112,189 vol |
6,502,763 | |
| Filed 2024-02-21 17:50 Tx date 2024-02-16 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
36 - Conversion or exchange
|
$85,327,107
+2,131,579 vol $40.03 each |
6,390,574 | |
| Filed 2024-02-21 17:49 Tx date 2024-02-16 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
90 - Change in the nature of ownership
|
-112,189 vol |
6,542,437 | |
| Filed 2024-02-21 17:47 Tx date 2024-02-16 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Share Units
36 - Conversion or exchange
|
$-85,327,107.37
-2,131,579 vol $40.03 each |
0 | |
| Filed 2024-02-21 17:21 Tx date 2024-02-16 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Class A Limited Voting Shares
90 - Change in the nature of ownership
|
+30,264 vol |
2,720,907 | |
| Filed 2024-02-21 17:20 Tx date 2024-02-16 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Class A Limited Voting Shares
56 - Grant of rights
|
$23,040,250
+575,000 vol $40.07 each |
2,690,643 | |
| Filed 2024-02-21 17:19 Tx date 2024-02-16 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Direct Ownership
|
Class A Limited Voting Shares
90 - Change in the nature of ownership
|
-30,264 vol |
1,538,719 | |
| Filed 2023-12-01 17:26 Tx date 2023-11-27 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Class A-1 Exchangeable Non-Voting Shares
35 - Stock dividend
|
+4,271 vol |
4,271 | |
| Filed 2023-12-01 17:26 Tx date 2003-04-07 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Class A-1 Exchangeable Non-Voting Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2023-12-01 17:25 Tx date 2023-11-27 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
35 - Stock dividend
|
+444 vol |
3,859 | |
| Filed 2023-12-01 17:23 Tx date 2023-11-27 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 2518565 Ontario Inc. (Indirect Ownership)
|
Class A-1 Exchangeable Non-Voting Shares
35 - Stock dividend
|
+434,396 vol |
434,396 | |
| Filed 2023-12-01 17:22 Tx date 2003-04-07 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 2518565 Ontario Inc. (Indirect Ownership)
|
Class A-1 Exchangeable Non-Voting Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2023-12-01 17:22 Tx date 2023-11-27 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 2518565 Ontario Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
35 - Stock dividend
|
+45,203 vol |
45,203 | |
| Filed 2023-12-01 17:21 Tx date 2003-04-07 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 2518565 Ontario Inc. (Indirect Ownership)
|
Exchangeable Shares Class A Limited Voting
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2023-11-21 20:44 Tx date 2023-11-16 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Class A-1 Exchangeable Non-Voting Shares
36 - Conversion or exchange
|
+500 vol |
500 | |
| Filed 2023-11-21 20:43 Tx date 2003-04-07 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Class A-1 Exchangeable Non-Voting Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2023-11-21 20:43 Tx date 2023-11-16 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
36 - Conversion or exchange
|
-500 vol |
6,654,626 | |
| Filed 2023-05-09 20:46 Tx date 2023-05-09 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+2,385 vol |
359,945 | |
| Filed 2023-05-09 20:45 Tx date 2023-05-09 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Class A Limited Voting Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
-137,257 vol |
2,083,259 | |
| Filed 2023-05-09 20:44 Tx date 2023-05-09 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Direct Ownership
|
Class A Limited Voting Shares
99 - Correction of information
|
-111,344 vol |
1,568,983 | |
| Filed 2023-05-09 20:13 Tx date 2023-05-09 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+10,529 vol |
1,912,158 | |
| Filed 2023-05-09 20:10 Tx date 2023-05-09 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Common Shares Class A Limited Voting
30 - Acquisition or disposition under a purchase/ownership plan
|
+240,662 vol |
9,122,726 | |
| Filed 2023-05-09 20:08 Tx date 2023-05-09 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Exchangeable Shares Class A Limited Voting
99 - Correction of information
|
+38 vol |
72,220 | |
| Filed 2023-02-21 20:15 Tx date 2023-02-16 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Class A Limited Voting Shares
56 - Grant of rights
|
$20,198,887
+575,000 vol $35.13 each |
2,115,643 | |
| Filed 2022-12-23 19:21 Tx date 2022-12-22 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Limited Partnership Units
10 - Acquisition or disposition in the public market
|
$255,240
+6,000 vol $42.54 each |
41,390 | |
| Filed 2022-12-23 19:19 Tx date 2022-12-19 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+11,669 vol |
1,901,629 | |
| Filed 2022-12-23 19:18 Tx date 2022-12-19 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
$15,796,144
+471,386 vol $33.51 each |
1,889,960 | |
| Filed 2022-12-23 19:17 Tx date 2022-12-19 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
56 - Grant of rights
|
$1,383,426
+41,284 vol $33.51 each |
4,258,995 | |
| Filed 2022-12-23 19:16 Tx date 2022-12-22 |
$BN
Brookfield Corporation (formerly Brookfield Asset Management Inc.) |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
10 - Acquisition or disposition in the public market
|
$253,740
+6,000 vol $42.29 each |
6,655,126 | |
| Filed 2022-12-18 10:52 Tx date 2022-12-16 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
$10,599,115
+357,560 vol $29.64 each |
357,560 | |
| Filed 2022-12-18 10:51 Tx date 2022-12-09 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Direct Ownership
|
Deferred Share Units
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2022-12-18 10:51 Tx date 2022-12-12 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 CANADA INC. (Indirect Ownership)
|
Class A Limited Voting Shares
35 - Stock dividend
|
$4,111,707
+138,708 vol $29.64 each |
138,708 | |
| Filed 2022-12-18 10:50 Tx date 2022-12-09 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 CANADA INC. (Indirect Ownership)
|
Class A Limited Voting Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2022-12-18 10:50 Tx date 2022-12-12 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Class A Limited Voting Shares
35 - Stock dividend
|
$3,149,054
+106,233 vol $29.64 each |
106,233 | |
| Filed 2022-12-18 10:49 Tx date 2022-12-09 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Class A Limited Voting Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2022-12-18 10:49 Tx date 2022-12-16 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Class A Limited Voting Shares
56 - Grant of rights
|
$45,669,126
+1,540,643 vol $29.64 each |
1,540,643 | |
| Filed 2022-12-18 10:48 Tx date 2022-12-09 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Class A Limited Voting Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2022-12-18 10:48 Tx date 2022-12-12 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Class A Limited Voting Shares
35 - Stock dividend
|
$65,822,533
+2,220,516 vol $29.64 each |
2,220,516 | |
| Filed 2022-12-18 10:47 Tx date 2022-12-09 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Class A Limited Voting Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2022-12-18 10:47 Tx date 2022-12-12 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Direct Ownership
|
Class A Limited Voting Shares
35 - Stock dividend
|
$49,809,765
+1,680,327 vol $29.64 each |
1,680,327 | |
| Filed 2022-12-18 10:46 Tx date 2022-12-09 |
$BAM
Brookfield Asset Management Ltd. |
Pollock, Sam JB
4 - Director of Issuer
Direct Ownership
|
Class A Limited Voting Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2022-11-30 18:10 Tx date 2022-11-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Common Shares Class A Limited Voting
36 - Conversion or exchange
|
+71,208 vol |
551,418 | |
| Filed 2022-11-30 18:08 Tx date 2022-11-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Exchangeable Units (Class A Limited Voting Shares)
36 - Conversion or exchange
|
-71,208 vol |
0 | |
| Filed 2022-10-19 08:00 Tx date 2022-09-30 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
56 - Grant of rights
|
$177,041,065
+4,031,008 vol $43.92 each |
4,217,711 | |
| Filed 2022-10-19 08:00 Tx date 2022-09-30 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
90 - Change in the nature of ownership
|
+186,703 vol |
186,703 | |
| Filed 2022-10-19 07:59 Tx date 2022-09-30 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
90 - Change in the nature of ownership
|
-186,703 vol |
6,649,126 | |
| Filed 2022-10-19 07:59 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
57 - Exercise of rights
|
$89,771,719
+2,043,992 vol $43.92 each |
6,835,829 | |
| Filed 2022-10-19 07:58 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
57 - Exercise of rights
|
$-266,812,785
-6,075,000 vol $43.92 each |
0 | |
| Filed 2022-09-28 18:30 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
56 - Grant of rights
|
+4,031,008 vol |
||
| Filed 2022-09-28 18:29 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
90 - Change in the nature of ownership
|
+186,703 vol |
||
| Filed 2022-09-28 18:28 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
57 - Exercise of rights
|
-6,075,000 vol |
||
| Filed 2022-09-28 18:28 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
90 - Change in the nature of ownership
|
-186,703 vol |
||
| Filed 2022-09-28 18:27 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
57 - Exercise of rights
|
+2,043,992 vol |
||
| Filed 2022-09-28 18:30 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
56 - Grant of rights
|
+4,031,008 vol |
4,217,711 | |
| Filed 2022-09-28 18:29 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
90 - Change in the nature of ownership
|
+186,703 vol |
186,703 | |
| Filed 2022-09-28 18:28 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
57 - Exercise of rights
|
-6,075,000 vol |
0 | |
| Filed 2022-09-28 18:28 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
90 - Change in the nature of ownership
|
-186,703 vol |
6,649,126 | |
| Filed 2022-09-28 18:27 Tx date 2022-09-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
57 - Exercise of rights
|
+2,043,992 vol |
6,835,829 | |
| Filed 2022-05-09 16:14 Tx date 2022-05-09 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Share Units
99 - Correction of information
|
+1 vol |
2,131,579 | |
| Filed 2022-05-09 16:12 Tx date 2022-05-09 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+3,719 vol |
1,418,574 | |
| Filed 2022-05-09 16:11 Tx date 2022-05-09 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Common Shares Class A Limited Voting
30 - Acquisition or disposition under a purchase/ownership plan
|
+853,212 vol |
8,882,064 | |
| Filed 2022-02-23 23:24 Tx date 2022-02-18 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+47,408 vol |
1,414,855 | |
| Filed 2022-02-23 23:23 Tx date 2022-02-18 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
$550,474
+9,669 vol $56.93 each |
1,367,447 | |
| Filed 2022-02-23 23:22 Tx date 2022-02-18 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
46 - Compensation for services
|
$22,772,760
+400,000 vol $56.93 each |
6,075,000 | |
| Filed 2022-02-18 11:06 Tx date 2022-02-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Common Shares Class A Limited Voting
10 - Acquisition or disposition in the public market
|
$-1,066,350
-15,000 vol $71.09 each |
480,210 | |
| Filed 2021-07-30 08:19 Tx date 2021-07-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Exchangeable Units (Class A Limited Voting Shares)
11 - Acquisition or disposition carried out privately
|
+71,208 vol |
71,208 | |
| Filed 2021-07-30 08:18 Tx date 2003-04-07 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Exchangeable Units (Class A Limited Voting Shares)
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2021-07-23 17:37 Tx date 2021-06-28 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
35 - Stock dividend
|
$1,178,608
+22,805 vol $51.68 each |
1,357,778 | |
| Filed 2021-07-23 17:35 Tx date 2021-06-28 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Control or Direction)
|
Exchangeable Shares Class A Limited Voting
35 - Stock dividend
|
$176,494
+3,415 vol $51.68 each |
3,415 | |
| Filed 2021-07-23 17:34 Tx date 2003-04-07 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Control or Direction)
|
Exchangeable Shares Class A Limited Voting
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2021-07-23 17:34 Tx date 2021-06-28 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Exchangeable Shares Class A Limited Voting
35 - Stock dividend
|
$150,394
+2,910 vol $51.68 each |
2,910 | |
| Filed 2021-07-23 17:33 Tx date 2003-04-07 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Exchangeable Shares Class A Limited Voting
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2021-07-23 17:28 Tx date 2021-06-28 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Exchangeable Shares Class A Limited Voting
35 - Stock dividend
|
+72,182 vol |
72,182 | |
| Filed 2021-07-23 17:27 Tx date 2003-04-07 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Exchangeable Shares Class A Limited Voting
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2021-05-12 02:40 Tx date 2021-05-11 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+30,407 vol |
1,334,973 | |
| Filed 2021-05-12 02:36 Tx date 2021-05-11 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Common Shares Class A Limited Voting
30 - Acquisition or disposition under a purchase/ownership plan
|
-441,088 vol |
8,028,852 | |
| Filed 2021-03-03 22:34 Tx date 2021-02-26 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
$552,210
+12,716 vol $43.43 each |
1,304,566 | |
| Filed 2021-02-26 17:06 Tx date 2021-02-22 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
46 - Compensation for services
|
$21,713,200
+500,000 vol $43.43 each |
5,675,000 | |
| Filed 2020-11-19 17:48 Tx date 2019-08-01 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 2518568 Ontario Inc. (Indirect Ownership)
|
Limited Partnership Units Class A Preferred, Series 1
11 - Acquisition or disposition carried out privately
|
-89,665 vol |
530,272 | |
| Filed 2019-08-01 14:34 Tx date 2019-08-01 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 2518568 Ontario Inc. (Indirect Ownership)
|
Limited Partnership Units Class A Preferred, Series 1
11 - Acquisition or disposition carried out privately
|
-89,665 vol |
||
| Filed 2020-06-10 22:35 Tx date 2020-06-05 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
$4,421,244
+121,577 vol $36.37 each |
4,791,837 | |
| Filed 2020-06-10 22:34 Tx date 2020-06-05 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
-318,861 vol |
5,175,000 | |
| Filed 2020-05-13 19:28 Tx date 2020-04-01 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Share Units
35 - Stock dividend
|
+710,526 vol |
2,131,578 | |
| Filed 2020-05-13 19:27 Tx date 2020-05-12 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+51,383 vol |
1,291,850 | |
| Filed 2020-05-13 19:26 Tx date 2020-04-01 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
35 - Stock dividend
|
+413,489 vol |
1,240,467 | |
| Filed 2020-05-13 19:24 Tx date 2020-04-01 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Common Shares Class A Limited Voting
35 - Stock dividend
|
+168,371 vol |
495,210 | |
| Filed 2020-05-13 19:23 Tx date 2020-04-01 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Pollock Foundation (Indirect Ownership)
|
Common Shares Class A Limited Voting
35 - Stock dividend
|
+140,374 vol |
422,022 | |
| Filed 2020-05-13 19:22 Tx date 2020-04-01 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
35 - Stock dividend
|
+1,831,287 vol |
5,493,861 | |
| Filed 2020-05-13 19:21 Tx date 2020-05-12 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Common Shares Class A Limited Voting
30 - Acquisition or disposition under a purchase/ownership plan
|
+15,400 vol |
8,469,940 | |
| Filed 2020-05-13 19:19 Tx date 2020-04-01 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Common Shares Class A Limited Voting
35 - Stock dividend
|
+2,818,180 vol |
8,454,540 | |
| Filed 2020-05-13 19:18 Tx date 2020-04-01 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
35 - Stock dividend
|
+1,556,752 vol |
4,670,260 | |
| Filed 2020-04-21 09:14 Tx date 2020-03-31 |
$BIPC
Brookfield Infrastructure Corporation |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
|
Subordinate Voting Shares Class A Exchangeable
35 - Stock dividend
|
+3,344 vol |
3,344 | |
| Filed 2020-04-21 09:14 Tx date 2020-03-13 |
$BIPC
Brookfield Infrastructure Corporation |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
|
Subordinate Voting Shares Class A Exchangeable
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2020-04-21 09:13 Tx date 2020-03-31 |
$BIPC
Brookfield Infrastructure Corporation |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: Partners Ltd./Partners Value Fund (Indirect Ownership)
|
Subordinate Voting Shares Class A Exchangeable
35 - Stock dividend
|
+19,225 vol |
19,225 | |
| Filed 2020-04-21 09:13 Tx date 2020-03-13 |
$BIPC
Brookfield Infrastructure Corporation |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: Partners Ltd./Partners Value Fund (Indirect Ownership)
|
Subordinate Voting Shares Class A Exchangeable
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2020-04-21 09:12 Tx date 2020-03-31 |
$BIPC
Brookfield Infrastructure Corporation |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Subordinate Voting Shares Class A Exchangeable
35 - Stock dividend
|
+1,452 vol |
1,452 | |
| Filed 2020-04-21 09:12 Tx date 2020-03-13 |
$BIPC
Brookfield Infrastructure Corporation |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Subordinate Voting Shares Class A Exchangeable
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2020-04-21 09:11 Tx date 2020-03-31 |
$BIPC
Brookfield Infrastructure Corporation |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Subordinate Voting Shares Class A Exchangeable
35 - Stock dividend
|
+10,994 vol |
10,994 | |
| Filed 2020-04-21 09:11 Tx date 2020-03-13 |
$BIPC
Brookfield Infrastructure Corporation |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Subordinate Voting Shares Class A Exchangeable
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2020-04-21 09:09 Tx date 2020-03-31 |
$BIPC
Brookfield Infrastructure Corporation |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Subordinate Voting Shares Class A Exchangeable
35 - Stock dividend
|
+3,932 vol |
3,932 | |
| Filed 2020-04-21 09:09 Tx date 2020-03-13 |
$BIPC
Brookfield Infrastructure Corporation |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Subordinate Voting Shares Class A Exchangeable
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2020-03-30 21:12 Tx date 2020-03-30 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: RRSP (Indirect Ownership)
|
Limited Partnership Units
10 - Acquisition or disposition in the public market
|
$264,255
+5,000 vol $52.85 each |
30,100 | |
| Filed 2020-03-30 21:11 Tx date 2020-03-27 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: RRSP (Indirect Ownership)
|
Limited Partnership Units
10 - Acquisition or disposition in the public market
|
$513,823
+10,000 vol $51.38 each |
25,100 | |
| Filed 2020-03-10 23:05 Tx date 2020-03-06 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
+118,114 vol |
3,113,508 | |
| Filed 2020-03-10 23:04 Tx date 2020-03-06 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Shares
11 - Acquisition or disposition carried out privately
|
-118,114 vol |
0 | |
| Filed 2020-02-26 11:29 Tx date 2020-02-24 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
$453,100
+6,681 vol $67.82 each |
826,978 | |
| Filed 2020-02-26 11:27 Tx date 2020-02-24 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
$453,100
+6,681 vol $67.82 each |
||
| Filed 2020-02-26 11:22 Tx date 2020-02-24 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
$453,100
+6,681 vol $67.82 each |
||
| Filed 2020-02-26 11:17 Tx date 2020-02-21 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
-600,000 vol |
3,662,574 | |
| Filed 2020-02-26 11:16 Tx date 2020-02-21 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
-600,000 vol |
4,262,574 | |
| Filed 2020-02-26 11:14 Tx date 2020-02-21 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
$50,415,520
+741,372 vol $68.00 each |
2,995,394 | |
| Filed 2019-12-18 16:39 Tx date 2019-12-13 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
46 - Compensation for services
|
$23,185,360
+400,000 vol $57.96 each |
4,862,574 | |
| Filed 2019-08-01 14:34 Tx date 2019-08-01 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 2518568 Ontario Inc. (Indirect Ownership)
|
Limited Partnership Units Class A Preferred, Series 1
11 - Acquisition or disposition carried out privately
|
-89,665 vol |
530,272 | |
| Filed 2019-08-01 14:34 Tx date 2019-08-01 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 2518570 Ontario Inc. (Indirect Ownership)
|
Limited Partnership Units Class A Preferred, Series 1
11 - Acquisition or disposition carried out privately
|
-9,716 vol |
59,310 | |
| Filed 2019-07-17 13:15 Tx date 2019-07-11 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 2518570 Ontario Inc. (Indirect Ownership)
|
Limited Partnership Units Class A Preferred, Series 1
38 - Redemption, retraction, cancellation, repurchase
|
-39,734 vol |
69,026 | |
| Filed 2019-07-17 13:14 Tx date 2019-07-11 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 2518568 Ontario Inc. (Indirect Ownership)
|
Limited Partnership Units Class A Preferred, Series 1
38 - Redemption, retraction, cancellation, repurchase
|
-383,825 vol |
619,937 | |
| Filed 2019-06-04 17:00 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Warrants (PVI Warrants)
00 - Opening Balance-Initial SEDI Report
|
400,000 | ||
| Filed 2019-06-04 16:54 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 Canada Inc./2518570 Ontario (Indirect Ownership)
|
Limited Partnership Units Equity Limited Partnership Units
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-06-04 16:53 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Limited Partnership Units Class A Preferred, Series 1
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-06-04 16:35 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Limited Partnership Units Equity Limited Partnership Units
00 - Opening Balance-Initial SEDI Report
|
400,000 | ||
| Filed 2019-06-04 16:34 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 2518565 Ontario Inc. (Indirect Ownership)
|
Limited Partnership Units Equity Limited Partnership Units
00 - Opening Balance-Initial SEDI Report
|
3,691,660 | ||
| Filed 2019-06-04 16:33 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 2518565 Ontario Inc. (Indirect Ownership)
|
Warrants (PVI Warrants)
00 - Opening Balance-Initial SEDI Report
|
2,418,660 | ||
| Filed 2019-06-04 16:30 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 2518568 Ontario Inc. (Indirect Ownership)
|
Limited Partnership Units Class A Preferred, Series 1
00 - Opening Balance-Initial SEDI Report
|
1,003,762 | ||
| Filed 2019-06-04 16:29 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 2518570 Ontario Inc. (Indirect Ownership)
|
Limited Partnership Units Class A Preferred, Series 1
00 - Opening Balance-Initial SEDI Report
|
108,760 | ||
| Filed 2019-05-29 14:39 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Warrants (PVI Warrants)
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-05-29 14:38 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Limited Partnership Units Class A Preferred, Series 1
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-05-29 14:37 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 Canada Inc./2518570 Ontario (Indirect Ownership)
|
Limited Partnership Units Equity Limited Partnership Units
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-05-29 14:39 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Warrants (PVI Warrants)
00 - Opening Balance-Initial SEDI Report
|
2,818,670 | ||
| Filed 2019-05-29 14:38 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Limited Partnership Units Class A Preferred, Series 1
00 - Opening Balance-Initial SEDI Report
|
4,091,660 | ||
| Filed 2019-05-29 14:37 Tx date 2019-05-24 |
$PVFPR
Partners Value Investments LP |
Pollock, Sam JB
4 - Director of Issuer
Holder: 96345 Canada Inc./2518570 Ontario (Indirect Ownership)
|
Limited Partnership Units Equity Limited Partnership Units
00 - Opening Balance-Initial SEDI Report
|
1,112,522 | ||
| Filed 2019-05-20 23:48 Tx date 2019-05-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Pollock Foundation (Indirect Ownership)
|
Common Shares Class A Limited Voting
47 - Acquisition or disposition by gift
|
+100,000 vol |
281,648 | |
| Filed 2019-05-20 23:46 Tx date 2019-05-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
10 - Acquisition or disposition in the public market
|
$-8,639,148.3762
-180,591 vol $47.84 each |
2,254,022 | |
| Filed 2019-05-20 23:44 Tx date 2019-05-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
+180,591 vol |
2,434,613 | |
| Filed 2019-05-20 23:41 Tx date 2019-05-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-6,954,030
-450,000 vol $15.45 each |
0 | |
| Filed 2019-03-04 Tx date 2019-02-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
$454,542
+10,278 vol $44.22 each |
||
| Filed 2019-03-04 Tx date 2019-02-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
$454,542
+10,278 vol $44.22 each |
820,297 | |
| Filed 2019-03-01 Tx date 2019-02-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+11,930 vol |
810,019 | |
| Filed 2019-03-01 Tx date 2019-02-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
46 - Compensation for services
|
$22,112,400
+500,000 vol $44.22 each |
4,462,574 | |
| Filed 2019-03-01 Tx date 2019-02-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+2,321 vol |
798,089 | |
| Filed 2019-03-01 Tx date 2019-02-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
$454,542
+10,278 vol $44.22 each |
820,297 | |
| Filed 2018-05-16 Tx date 2018-05-15 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
+447,086 vol |
2,254,022 | |
| Filed 2018-05-16 Tx date 2018-05-15 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Shares
11 - Acquisition or disposition carried out privately
|
-447,086 vol |
118,114 | |
| Filed 2018-02-28 Tx date 2018-02-26 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+21,468 vol |
784,024 | |
| Filed 2018-02-28 Tx date 2018-02-26 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Common Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
+74,728 vol |
5,636,360 | |
| Filed 2018-02-28 Tx date 2018-02-26 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
36 - Conversion or exchange
|
$-39,443,917.50
-975,000 vol $40.46 each |
3,962,574 | |
| Filed 2018-02-28 Tx date 2018-02-26 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
46 - Compensation for services
|
$34,330,820
+850,000 vol $40.39 each |
4,937,574 | |
| Filed 2018-02-28 Tx date 2018-02-26 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
36 - Conversion or exchange
|
+474,321 vol |
1,806,936 | |
| Filed 2018-02-28 Tx date 2018-02-26 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
$474,330
+11,744 vol $40.39 each |
795,768 | |
| Filed 2017-08-17 Tx date 2017-08-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
+205,629 vol |
1,332,615 | |
| Filed 2017-08-17 Tx date 2017-08-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Shares
11 - Acquisition or disposition carried out privately
|
-205,629 vol |
565,200 | |
| Filed 2017-03-03 Tx date 2016-09-14 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Partners Ltd./Partners Value Fund (Indirect Ownership)
|
Limited Partnership Units
37 - Stock split or consolidation
|
+41,332 vol |
173,026 | |
| Filed 2017-03-03 Tx date 2016-09-14 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Pollock Foundation (Indirect Ownership)
|
Limited Partnership Units
37 - Stock split or consolidation
|
+33,953 vol |
98,953 | |
| Filed 2017-03-03 Tx date 2016-09-14 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: RRSP (Indirect Ownership)
|
Limited Partnership Units
37 - Stock split or consolidation
|
+5,100 vol |
15,100 | |
| Filed 2017-03-03 Tx date 2016-09-14 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Limited Partnership Units
37 - Stock split or consolidation
|
+11,727 vol |
35,390 | |
| Filed 2017-03-03 Tx date 2016-09-14 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Limited Partnership Units
37 - Stock split or consolidation
|
+4,357 vol |
13,072 | |
| Filed 2017-02-22 Tx date 2017-02-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
+100,000 vol |
||
| Filed 2017-02-22 Tx date 2017-02-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
+164,052 vol |
1,191,038 | |
| Filed 2017-02-21 Tx date 2017-02-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
+100,000 vol |
1,126,986 | |
| Filed 2017-02-21 Tx date 2017-02-17 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
46 - Compensation for services
|
$22,129,260
+600,000 vol $36.88 each |
4,087,574 | |
| Filed 2017-02-21 Tx date 2017-02-17 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Common Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
+10,058 vol |
5,561,632 | |
| Filed 2017-02-21 Tx date 2017-02-17 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+57,463 vol |
750,112 | |
| Filed 2017-02-21 Tx date 2017-02-17 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
$458,960
+12,444 vol $36.88 each |
762,556 | |
| Filed 2017-02-21 Tx date 2017-02-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-1,581,000
-75,000 vol $21.08 each |
750,000 | |
| Filed 2017-02-21 Tx date 2017-02-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-3,530,010
-300,000 vol $11.77 each |
450,000 | |
| Filed 2017-02-21 Tx date 2017-02-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
+100,000 vol |
181,648 | |
| Filed 2017-02-21 Tx date 2017-02-16 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
10 - Acquisition or disposition in the public market
|
$-3,104,350.6372
-64,052 vol $48.47 each |
1,062,934 | |
| Filed 2016-03-22 Tx date 2016-03-21 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Common Shares Class A Limited Voting
10 - Acquisition or disposition in the public market
|
$-3,357,000
-75,000 vol $44.76 each |
81,648 | |
| Filed 2016-03-22 Tx date 2016-03-21 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Pollock Foundation (Control or Direction)
|
Limited Partnership Units
10 - Acquisition or disposition in the public market
|
$3,449,550
+65,000 vol $53.07 each |
65,000 | |
| Filed 2016-03-22 Tx date 2007-12-21 |
$BIP
Brookfield Infrastructure Partners L.P. |
Pollock, Sam JB
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Pollock Foundation (Control or Direction)
|
Limited Partnership Units
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2016-02-26 Tx date 2016-02-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
|
+18,183 vol |
678,399 | |
| Filed 2016-02-26 Tx date 2016-02-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Common Shares Class A Limited Voting
11 - Acquisition or disposition carried out privately
|
+100,966 vol |
5,551,574 | |
| Filed 2016-02-26 Tx date 2016-02-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
46 - Compensation for services
|
$15,292,950
+500,000 vol $30.59 each |
3,487,574 | |
| Filed 2016-02-26 Tx date 2016-02-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
56 - Grant of rights
|
$435,849
+14,250 vol $30.59 each |
692,649 | |
| Filed 2015-12-21 Tx date 2015-12-18 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Common Shares Class A Limited Voting
10 - Acquisition or disposition in the public market
|
$-2,753,125
-62,500 vol $44.05 each |
174,148 | |
| Filed 2015-12-21 Tx date 2015-12-21 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Common Shares Class A Limited Voting
10 - Acquisition or disposition in the public market
|
$-775,775
-17,500 vol $44.33 each |
156,648 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
$689,690
+37,898 vol $18.20 each |
753,890 | |
| Filed 2015-11-27 Tx date 2015-11-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-1,463,748.75
-56,250 vol $26.02 each |
825,000 | |
| Filed 2015-11-27 Tx date 2015-11-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-1,535,506.875
-84,375 vol $18.20 each |
881,250 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-4,875,330.3326
-266,461 vol $18.30 each |
965,625 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-4,444,781.8032
-133,104 vol $33.39 each |
1,232,086 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-1,081,505.04
-44,913 vol $24.08 each |
1,365,190 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-733,283.9448
-38,316 vol $19.14 each |
1,410,103 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-1,253,084.9878
-46,477 vol $26.96 each |
1,448,419 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-2,836,301.5826
-183,539 vol $15.45 each |
1,494,896 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-1,963,815.1632
-166,896 vol $11.77 each |
1,678,435 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-634,233.96
-30,087 vol $21.08 each |
1,845,331 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-466,682.1348
-17,934 vol $26.02 each |
1,875,418 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
51 - Exercise of options
|
$-689,690.5428
-37,898 vol $18.20 each |
1,893,352 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
46 - Compensation for services
|
$7,174,372
+212,574 vol $33.75 each |
2,987,574 | |
| Filed 2015-11-27 Tx date 2015-11-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
10 - Acquisition or disposition in the public market
|
$-3,009,595.6455
-65,985 vol $45.61 each |
1,026,986 | |
| Filed 2015-11-27 Tx date 2015-11-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
$1,463,748
+56,250 vol $26.02 each |
1,092,971 | |
| Filed 2015-11-27 Tx date 2015-11-25 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
$1,535,506
+84,375 vol $18.20 each |
1,036,721 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
47 - Acquisition or disposition by gift
|
$-9,032,000
-200,000 vol $45.16 each |
952,346 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
$2,836,301
+183,539 vol $15.45 each |
1,152,346 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
$634,233
+30,087 vol $21.08 each |
801,911 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
$466,682
+17,934 vol $26.02 each |
771,824 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Common Shares Class A Limited Voting
47 - Acquisition or disposition by gift
|
$10,687,023
+236,648 vol $45.16 each |
236,648 | |
| Filed 2015-11-27 Tx date 2015-11-23 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
51 - Exercise of options
|
$1,963,815
+166,896 vol $11.77 each |
968,807 | |
| Filed 2015-11-27 Tx date 2003-04-07 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: Pollock Foundation (Control or Direction)
|
Common Shares Class A Limited Voting
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2015-08-28 Tx date 2015-05-12 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class A Limited Voting
35 - Stock dividend
|
+238,664 vol |
715,992 | |
| Filed 2015-08-28 Tx date 2015-05-12 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: 96345 Canada Inc. (Indirect Ownership)
|
Common Shares Class A Limited Voting
35 - Stock dividend
|
+108,946 vol |
326,839 | |
| Filed 2015-08-28 Tx date 2015-05-12 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: BAM Holdings Corp. (Indirect Ownership)
|
Common Shares Class A Limited Voting
35 - Stock dividend
|
+925,000 vol |
2,775,000 | |
| Filed 2015-08-28 Tx date 2015-05-12 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: EdperPartners Ltd/BNN Investments Ltd. (Indirect Ownership)
|
Common Shares Class A Limited Voting
35 - Stock dividend
|
+1,816,869 vol |
5,450,608 | |
| Filed 2015-08-28 Tx date 2015-08-26 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: EdperPartners Ltd/BNN Investments Ltd. (Indirect Ownership)
|
Common Shares Class A Limited Voting
97 - Other
|
-5,450,608 vol |
0 | |
| Filed 2015-08-28 Tx date 2003-04-07 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Common Shares Class A Limited Voting
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2015-08-28 Tx date 2015-08-26 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Holder: Partners/Partners Value Investments (Indirect Ownership)
|
Common Shares Class A Limited Voting
97 - Other
|
+5,450,608 vol |
5,450,608 | |
| Filed 2015-08-28 Tx date 2015-05-12 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Deferred Share Units
35 - Stock dividend
|
+220,072 vol |
660,216 | |
| Filed 2015-08-28 Tx date 2015-05-12 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Options
35 - Stock dividend
|
+643,750 vol |
1,931,250 | |
| Filed 2015-08-28 Tx date 2015-05-12 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Share Units
35 - Stock dividend
|
+473,684 vol |
1,421,052 | |
| Filed 2015-08-28 Tx date 2015-05-12 |
$BAM
Brookfield Asset Management Inc. |
Pollock, Sam JB
5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Shares
35 - Stock dividend
|
+256,943 vol |
770,829 |